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The Trial History page displays trial submission, update, and audit trail tabs, from which you can edit submissions, download documents, acknowledge updates, and search audit trails.

Notes About Trial Updates and Trial Amendments

  • Trial updates do not affect any elements that are reflected in the Protocol document. Changes to the Protocol document that require IRB approval are submitted via trial amendments.
  • Trial submitters can update trials any time after the CTRO has accepted their trials. As a result, the Trial History Information Updates tab displays the most recent update, including the description and date of the change.
  • Whenever you reject an amendment during abstraction, the system deletes the amendment information and sends an email message to the submitter that contains the reason for rejection. The Trial History page displays the details of rejected amendments.

Check out the trial before you begin abstraction

Before you begin, be sure check the trial out for processing. See Checking In and Checking Out Trials.

Reviewing and Editing Trial Submission History

All documents associated with trial submissions, including documents that have been deleted, are available for download and review.

The system did not maintain all original documents associated with an original or amendment trial submission prior to PA v3.9 release. For example, if an abstractor downloaded, and then edited and resubmitted a document prior to this release, only the edited version appears in the Documents column; the original version is unavailable. The same is true of documents submitted with trial updates.

Reviewing Trial Submission History

  1. Search for the trial of interest. For instructions, refer to Searching for Trials in PA.

  2. In the search results, click the NCI Trial Identifier link for that trial. The Trial Identification page appears.

  3. On the Trial Overview menu, click Trial History. The Trial History Information page appears.

    You can sort the list of submissions by the Date, Type, Submitter, and Documents columns by clicking the column headers. Click the column headers a second time to reverse the sort order.

    Submissions tab of the Trial History Information page
    Trial History Information – Amended Trial Submission
    If the trial has been rejected or un-rejected, the relevant comment appears in the Milestone column.

  4. To view the trial milestones, click the Submission Number link.

Editing Trial Submission History

To edit amendment submission details: 

  1. Search for the trial of interest. For instructions, refer to Searching for Trials in PA.

  2. In the search results, click the NCI Trial Identifier link for that trial. The Trial Identification page appears.

  3. On the Trial Identification page, check out the trial. For instructions, refer to Checking In and Checking Out Trials. (This checkout step is optional for Super Abstractors.)

  4. On the Trial Overview menu, click Trial History. The Trial History Information page appears.

  5. In the Action column, click the Edit (pencil) icon. The Edit Trial History page appears.

    Edit Trial History section of the Trial History Information page
    Edit Trial History Page

  6. In the Amendment Reason Code drop-down list, select a valid reason code. The following table lists valid reason codes.

    Reason Code

    Definition

    Administrative

    Amendment submitted for errors or changes to non-scientific data
    Example: A lead organization’s address changes

    Scientific

    Amendment submitted for errors or changes to the trial design
    Example: A trial advances from Phase 1 to Phase 2

    Both

    Amendment submitted for both administrative and scientific reasons

  7. To change the amendment order, type the appropriate number in the Amendment Number field.
  8. In the Amendment Date field type or select the amendment date.

    The amendment date is generally entered by the trial submitter.

  9. Click Save.

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Downloading Documents

To download trial-related documents for review:

  1. Search for the trial of interest. For instructions, refer to Searching for Trials in PA.

  2. In the search results, click the NCI Trial Identifier link for that trial. The Trial Identification page appears.

  3. On the Trial Overview menu, click Trial History. The Trial History Information page appears.

  4. Click the document links in the Documents column.

Accessing Deleted Documents

The system maintains documents even after abstractors have deleted them.

How to Access Deleted Documents

  1. Search for the trial of interest. For instructions, refer to Searching for Trials in PA.

  2. In the search results, click the NCI Trial Identifier link for that trial. The Trial Identification page appears.

  3. On the Trial Overview menu, click Trial History. The Trial History Information page appears.

  4. On the Submissions page, scroll to the bottom of the list of submissions, and then click Show Deleted Documents.

    Submissions tab of Trial History Information page annotated to indicate Show Deleted Documents link

    All deleted documents are displayed.
    Submissions tab of the Trial History Information page with deleted documents shown
  5. To close the Deleted Documents list, click Hide Deleted Documents.

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Acknowledging Trial Updates

The Updates tab displays the reason for each update, both for trials updated by a user and imported from ClinicalTrials.gov.

How to Acknowledge Trial Updates

  1. Search for the trial of interest. For instructions, refer to Searching for Trials in PA.

  2. In the search results, click the NCI Trial Identifier link for that trial. The Trial Identification page appears.

  3. On the Trial Identification page, check out the trial. For instructions, refer to Checking In and Checking Out Trials. (This checkout step is optional for Super Abstractors.)

  4. On the Trial Overview menu, click Trial History, and then click the Updates tab. The Updates tab displays a record of the updates that have been accepted but not verified to date. The first figure below displays records that have been updated by a CTRP application user. The second one displays records from trials that have been updated as a result of an import from ClinicalTrials.gov. The arrow in the second figure points to an update to the Sponsor. Updates to the Sponsor field flags the trial for abstractor review. Other key fields trigger the flag as well. See Searching for ClinicalTrials.gov Import Logs .

  5. Updates tab of the Trial History Information page with update by CTRP application user

    Updates tab of Trial History Information page with update as a result of ClinicalTrials.gov import
  6. Review the updated information. To confirm the update in the trial's history, click Acknowledge, and then click OK in the pop-up box to remove the update record from the Updates page.

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Viewing Audit Trails

The Protocol Abstraction System records changes that all abstractors make while processing original, amended, and updated trials.

The Audit Trail feature is available for changes to Marker and NCI-Specific information only.

How to View Audit Trails

  1. Search for the trial of interest. For instructions, refer to Searching for Trials in PA.

  2. In the search results, click the NCI Trial Identifier link for that trial. The Trial Identification page appears.

  3. On the Trial Overview menu, click Trial History, and then click the Audit Trail tab. The Audit Trail page appears.
    Audit Trail tab of the Trial History Information page

  4. In the Audited Object field, select either NCI-Specific Information or Markers.
  5. In the Start and End Date fields, enter the start and end dates (time range) over which you want to view changes to the trial.
  6. Click View Audit Trial. The Audit Trail page displays the audit trail records you requested.
    Audit Trail tab of the Trial History Information page with history of changes to the trial
  7. To export the audit trail, at the bottom of the page, click either CSV (comma-separated values), Excel, or XML (extensible markup language) as your target format.

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