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Trial Summary Report and XML File Data Elements v4.4
Trial Summary Report and XML File Data Elements v4.4

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The CTRP system captures the trial data you submit, and from them generates two types of trial documents: a Trial Summary Report (TSR), formatted for user consumption; and an XML file formatted for upload to ClinicalTrials.gov. Both documents contain a subset of trial data elements captured in the CTRP. However, the TSR contains more elements than the XML because ClinicalTrials.gov-required fields are different from those in CTRP. Some data that appear in the TSR do not appear in the XML, and vice versa. The documents are described below.

  • Trial Summary Report (TSR) – Report that presents a summary of key abstracted data from the trial you registered, in an easy-to-read format. The CTRP system sends the TSR as an attachment in an email to the trial submitter/owner with instructions to review the TSR for accuracy and to report any changes to the CTRO staff.

    Info

    When a trial has been amended, the system sends a modified TSR to the submitter that reflects the changes.

  • XML File – File that contains abstracted data in the format suitable for submission to ClinicalTrials.gov. This document is sent only to trial submitters/owners who indicated that an XML file is required for submission to ClinicalTrials.gov when they registered the trial.

The following sections compare the TSR data elements with those in the XML.

TSR-XML Data Element Comparisons

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2013-03

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<verification_date>2013-03</verification_date>

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Trial Category

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Not included in the XML file

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Trial Type

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<study_type>Interventional</study_type>

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NCI Trial Identifier

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NCI-2011-9999

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<id_info>
<secondary_id>
<id>NCI-2011-99999</id>
<id_type>
Registry Identifier
</id_type>
<id_domain>CTRP (Clinical Trial Reporting Program)
</id_domain>
</secondary_id>
</id_info>

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ClinicalTrials.gov Identifier

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Not included in the XML file

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Lead Organization Identifier

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<id_info>
<secondary_id>
<id>CCCCWFU 12345</id>
<id_type>
Other Identifier
</id_type>
<id_domain>Wake Forest University Health Sciences
</id_domain>
</secondary_id>
</id_info>

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DCP Identifier

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WFU-01-01-06

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<secondary_id><id>WFU-01-01-06</id></secondary_id>
<id_info>
<secondary_id>
<id>WFU-01-01-06</id>
<id_type>
Registry Identifier
</id_type>
<id_domain>DCP
</id_domain>
</secondary_id>
</id_info>

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CTEP Identifier

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WFU-01-01-06

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<id_info>
<secondary_id>
<id> WFU-01-01-06</id>
<id_type>
Registry Identifier
</id_type>
<id_domain>CTEP
</id_domain>
</secondary_id>
</id_info>

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CCR Identifier

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Type

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<study_type>Interventional</study_type>

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Official Title

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<official_title>A Phase II Double-Blind Feasibility Study of Armodafinil....</official_title>

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Brief Title

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Armodafinil in Treating Fatigue Caused By Radiation Therapy in Patients With Primary Brain Tumors

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<brief_title>Armodafinil in Treating Fatigue Caused By Radiation Therapy in Patients With Primary Brain Tumors</brief_title>

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Not included in the XML file

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This clinical trial is studying how well Armodafinil works....

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<brief_summary><textblock>
This clinical trial is studying how well Armodafinil works..../>
<textblock><brief_summary>

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<detailed_description><textblock>
Detailed Description...
</textblock></detailed_description>

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I. To estimate....

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<detailed_description><textblock>
PRIMARY OBJECTIVES: I. To estimate....
<textblock><detailed_description>

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I. To obtain a preliminary estimate....

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<detailed_description><textblock>
SECONDARY OBJECTIVES: To obtain a preliminary estimate....
</textblock></detailed_description>

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OUTLINE: This is a multicenter study....

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<detailed_description><textblock>
OUTLINE: This is a multicenter study....
</textblock></detailed_description>

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Keywords

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<keyword>Feasibility Armodafinil</keyword>
<keyword>narcolepsy</keyword>

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Reporting Dataset Method

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Sponsor

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National Cancer Institute

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<sponsors>
<lead_sponsor>
<agency>National Cancer Institute</agency>
</lead_sponsor>
</sponsors>

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Lead Organization

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Wake Forest University Health Sciences

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<overall_official>
<first_name>PI First Name</first_name>
<last_name>PI Last Name</last_name>
<role>Principal Investigator</role>
<affiliation>Wake Forest University Health Sciences </affiliation>
</overall_official>

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Principal Investigator

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Autissier, Isabelle affiliated with Wake Forest University Health Sciences in the role of Principal Investigator

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<overall_official>
<first_name>Isabelle Name</first_name>
<last_name>Autissier</last_name>
<role>Principal Investigator</role>
<affiliation>Wake Forest University Health Sciences</affiliation>
</overall_official>

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Responsible Party

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Sponsor

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<resp_party_type>Sponsor</resp_party_type>

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Overall Official

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Autissier, Isabelle affiliated with  Wake Forest University Health Sciences in the role of Principal Investigator

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<overall_official>
<first_name>Isabelle Name</first_name>
<last_name>Autissier</last_name>
<role>Principal Investigator</role>
<affiliation>National Cancer Institute External</affiliation>
</overall_official>

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Current Trial Status

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Closed to Accrual and Intervention as of 08/01/2012

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<overall_status>Active, not recruiting</overall_status>

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Trial Start Date

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08/01/2010-Actual

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<start_date>2010-08</start_date>

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Primary Completion Date

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01/11/2014-Actual

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<primary_compl_date>2014-01</primary_compl_date>
<primary_compl_date_type>Actual</primary_compl_date_type>

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Completion Date

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02/04/2014-Actual

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Info

If no data are available, the "<last_follow_up_date>" does not appear in the XML file.

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Oversight Authorities

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United States: Food and Drug Administration

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<oversight_info>
<regulatory_authority>United States : Food and Drug Administration</regulatory_authority>
</oversight_info>

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FDA Regulated Intervention?

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<is_fda_regulated>Yes</is_fda_regulated> 

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Section 801?

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<is_section_801>Yes</is_section_801> 

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DMC Appointed?

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<oversight_info>
<has_dmc>Yes</has_dmc>
</oversight_info>

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IND/IDE Study?

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<is_ind_study>Yes</is_ind_study>

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Board Approval Status

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Submitted, approved

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<irb_info>
<approval_status>Approved</approval_status>
<irb_info>

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Board Approval Number

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IRB00012856

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<irb_info>
<approval_number>IRB00012856</approval_number>
<irb_info>

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Board

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Wake Forest University Health Sciences

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<irb_info>
<name>Wake Forest University Health Sciences</name>
<irb_info>

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Affiliation

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<irb_info>
<affiliation>Wake Forest University Health Sciences</affiliation>
<irb_info>

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<ind_grantor>CBER</ind_grantor>

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<ind_number>119999</ind_number>

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Not included in the XML file

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<has_expanded_access>Available</has_expanded_access>

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NIH Grants > Funding Mechanism

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<secondary_id><id>U10CA12345</id><id_type>NIH Grant Number</id_type></secondary_id><secondary_id>

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NIH Grants > NIH Institution Code

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<secondary_id>
<id>U10CA 012345</id>
<id_type>NIH Grant Number</id_type>
</secondary_id>

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<secondary_id>
<id>U10CA8888</id>
<id_type>NIH Grant Number</id_type>
</secondary_id>

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Not included in the XML file

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Data Table 4 Information > Funding Category

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Externally Peer-Reviewed

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Data Table 4 Information > Funding Sponsor/Source

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National Cancer Institute

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Prostate

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National Cancer Institute

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<collaborator>
<agency>National Cancer Institute</agency>
</collaborator>

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Prostate Carcinoma

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<condition>Prostate Carcinoma</condition>

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Trial Design > Type

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Interventional

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<study_type>Interventional</study_type>
and

<study_design>Interventional</study_design>

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Trial Design > Primary Purpose

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Prevention

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<study_design>
<interventional_design>
<interventional_subtype>Prevention</interventional_subtype>
</interventional_design>
</study_design>

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Trial Design > Phase

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<study_design>
<interventional_design>
<phase>II</phase>
</interventional_design>
</study_design>

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Trial Design > Intervention Model

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<study_design>
<interventional_design>
<assignment>Parallel Assignment</assignment>
</interventional_design>
</study_design>

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Trial Design > Number of Arms

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<study_design>
<interventional_design>
<number_of_arms>2</number_of_arms>
</interventional_design>
</study_design>

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Trial Design > Masking

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<study_design>
<interventional_design>
<masking>Double Blind</masking>
</interventional_design>
</study_design>

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Trial Design > Allocation

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Randomized Controlled Trial

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<study_design>
<interventional_design>
<allocation>Randomized Controlled Trial</allocation>
</interventional_design>
</study_design>

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Trial Design > Classification

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<study_design>
<interventional_design>
<endpoint>Safety Efficacy Study</endpoint>
</interventional_design>
</study_design>

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Trial Design > Target Enrollment

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Eligibility Criteria > Accepts Healthy Volunteers?

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No

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<eligibility criteria >
<healthy_volunteers>No</healthy_volunteers>
</eligibility>

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Eligibility Criteria > Gender

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Both

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<eligibility criteria >
<gender>Both</gender>
</eligibility>

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Eligibility Criteria > Minimum Age

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18 Years

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<eligibility criteria >
<minimum_age>18 years</minimum_age>

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Eligibility Criteria > Maximum Age

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N/A

...

<eligibility criteria >
<maximum_age>N/A</maximum_age>
</eligibility>

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NA

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Eligibility Criteria > Inclusion Criteria

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Family history of prostate cancer...

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<eligibility>
<criteria>
<textblock>Inclusion Criteria: Family history of prostate cancer...</textblock>
</criteria>
</eligibility>

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NA

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Patient must not have had radiation therapy in the pelvic area....

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<eligibility>
<criteria>
<textblock>Exclusion Criteria: Patient must not have had radiation therapy in the pelvic area....</textblock>
</criteria>
</eligibility>

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<intervention_type>Drug</intervention_type>

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Armodafinil

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<intervention_name>Armodafinil</intervention_name>

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2-(difluoromethyl)-DL-ornithine, 2-(difluoromethyl)-dl-ornithine Hydrochloride,...

 

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<intervention_other_name>2-(difluoromethyl)-DL-ornithine, 2-(difluoromethyl)-dl-ornithine Hydrochloride,...</intervention_other_name>

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Given orally

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<intervention_description><textblock>Given orally</textblock></intervention_description>

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Placebo Comparator

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<arm_type>Placebo Comparator</arm_type>

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Arm II

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<arm_group_label>Arm II</arm_group_label>

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Patients receive oral Armodafinil once daily....

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<arm_group_description>
<textblock>Patients receive oral Armodafinil once daily....</textblock>
</arm_group_description>

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Accrual rate estimated as the number of patients ....

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<primary_outcome>
<outcome_measure>Accrual rate estimated as the number of patients ....</outcome_measure>
</primary_outcome>

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<outcome_description>
<textblock>Estimated using an analysis of covariance (ANCOVA) model which includes....</textblock>
</outcome_description>

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<outcome_time_frame>Up to 2 years</outcome_time_frame>

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Incidence of toxicity incidents....

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<secondary_outcome>
<outcome_measure>Incidence of toxicity incidents assessed....</outcome_measure>
<secondary_outcome>

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<outcome_description>

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<outcome_time_frame>Up to 2 years</outcome_time_frame>

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<outcome_safety_issue>No</outcome_safety_issue>

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Sub-groups Stratification Criteria > Label

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Not included in the XML file

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Sub-groups Stratification Criteria > Description

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Not included in the TSR

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Not included in the XML file

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Markers > Marker Name

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Not included in the TSR

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Not included in the XML file

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Markers > Evaluation Type

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Not included in the TSR

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Not included in the XML file

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Markers > Assay Type

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Not included in the TSR

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Not included in the XML file

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Markers > Biomarker Use

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Not included in the TSR

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Not included in the XML file

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Markers > Biomarker Purpose

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Not included in the TSR

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Not included in the XML file

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Markers > Specimen Type

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Not included in the TSR

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Not included in the XML file

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Wake Forest University Health Sciences

Winston-Salem, NC 27106

United States

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<location>
<facility>
<name> Wake Forest University Health Sciences </name>
<address>
<city>Winston-Salem</city>
<state>NC</state>
<zip>27106</zip>
<country>United States</country>
</address>
</facility>
</location>

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Autissier, Isabelle, M.

phone:123-123-1234

Email:ia@domain.com

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<location>
<contact>
<first_name>Isabelle</first_name>.<middle_name>M</middle_name><last_name>Autissier</last_name>
<phone>123-123-1234></phone>
<email>ia@domain.com</email>..
</ contact>
</location>       

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Enrolling by Invitation as of 05/09/2014

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<location>
<status>Enrolling by Invitation</status>
</location>

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<investigator>
<first_name>Isabelle</first_name><last_name>Autissier</last_name><role>Principal Investigator</role>
</investigator>

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Trial Summary Report Data Elements by Section

Each of the following sections contain mapping tables, in the order in which they appear in the TSRs.

Trial Identification Data Elements

TSR Data ElementsXML Data Elements

Trial Category

Not included in the XML file

Trial Type

<study_type>

NCI Trial ID

<secondary_id><id>
Other Trial ID
<id_type>
Organization ID
<org_study_id>
ClinicalTrials.gov ID

Not included in the XML file

Amendment Date

Not included in the XML file

Amendment Number

Not included in the XML file

General Trial Details

TSR Data ElementsXML Data Elements
Study Type
<study_type>
Official Title
<official_title>
Brief Title
<brief_title>

Acronym

<acronym>
Brief Summary
<brief_summary>
Detailed Description
<detailed_description>

Keywords

<keyword>
Reporting Dataset Method

Not included in the XML file

Sponsor
<lead_sponsor>
Lead Organization
<overall_official>
Principle Investigator
<resp_party>
Responsible Party
<resp_party_type>
Overall Official
<overall_official>

 

Status/Dates

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<overall_status>

...

<start_date>

...

primary_compl_date>-
primary_compl_date_type>

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<last_follow_up_date>

Regulatory Information/Oversight Information

TSR Data ElementsXML Data Elements
Oversight Authorities
<oversight_info>
FDA Regulated Intervention?
<is_fda_regulated>
Delayed Posting Indicator?
<delayed_posting>
Section 801?
<is_section_801>
DMC Appointed?
<has_dmc>
IND/IDE Study?
<is_ind_study>

Human Subject Safety/Regulatory Authority

TSR Data ElementsXML Data Elements
Board Approval Status
<approval_status>
Board Approval Number
<approval_number>
Board<irb_info>
Affiliation<affiliation>

NIH Grants

TSR Data ElementsXML Data Elements
Funding Mechanism<secondary_id>
NIH Institute Code<secondary_id>
Serial Number<secondary_id>
NCI Division/Program Code<secondary_id>

Data Table 4 Information

TSR Data ElementsXML Data Elements
Funding Category

Not included in the XML file

Funding Sponsor/Source

Not included in the XML file

Program CodesNot included in the XML file
Anatomic Site Code

Not included in the XML file

Collaborators

TSR Data ElementsXML Data Elements
Collaborator Name
<collaborator>-
<agency>
Role

Not included in the XML file

Disease/Condition

TSR Data ElementsXML Data Elements
Disease/Condition Name
<condition>

Trial Design

TSR Data ElementsXML Data Elements
Type
<study_type>
Primary Purpose
<interventional_subtype>
Phase
<phase>
Intervention Model
<assignment>
Number of Arms
<number_of_arms>
Masking
<masking>
Allocation
<allocation>
Classification
<endpoint>
Target Enrollment<enrollment>

Eligibility Criteria

TSR Data ElementsXML Data Elements
Accepts Healthy Volunteers?
<healthy_volunteers>
Gender
<gender>
Minimum Age
<minimum_age>
Maximum Age
<maximum_age>
Inclusion Criteria
<criteria>
Exclusion Criteria
<criteria>

Intervention(s)/Intervention(s)

TSR Data ElementsXML Data Elements
Type
<intervention_type>
Name
<intervention_name>
Alternate Name
<intervention_other_name>
Description
<intervention_description>

Arm and Group(s)

TSR Data ElementsXML Data Elements
Number of arms

Not included in the XML file

Primary and Secondary Outcome Measures

TSR Data ElementsXML Data Elements
Title
<outcome_measure>
Description
<outcome_description>
Time Frame
<outcome_time_frame>
Safety Issue?
<outcome_safety_issue>

Participating Sites

TSR Data ElementsXML Data Elements
Facility
<facility>
Contact
<contact>
Recruitment Status and Dates
<status>
Target Accrual

Not included in the XML file

Investigator(s)
<investigator>-<role>

Excerpts from Example TSR and Example XML File

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The images below are excerpts from an example XML file. XML files contain all abstracted data in code format that can be submitted to ClinicalTrials.gov for registration.

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